Why Oakwood Capital Securities, Inc.

Oakwood Capital Securities, Inc. (“OCS”) is a boutique broker-dealer that works hand-in-hand with you no matter your business structure. Whether operating as an individual, a team member, or OSJ, we offer comprehensive advice and support to help you grow your business. Due to the size of the firm being smaller and more selective, yet run by industry veterans, this enables you to voice your questions and concerns directly with our leadership team while still having the comfort of being backed by experienced leaders.

We believe that personalized financial guidance is a fundamental need for everyone. We help you enable your clients to focus on creating personal, long-term relationships that are founded on trust and mutual respect. Our open architecture platform provides access to thousands of investment products from leading third-party product sponsors, so you are free to customize your practice.

At OCS, we are committed to your success. Run by advisors, like you, we strive to provide the highest-quality support, training, tools, and advice to help you as we understand your needs intimately.

Manage Your Business Seamlessly

Brokerage platform from RBC Clearing & Correspondence

Trackable Commission System

Electronic account opening with DocuSign and LaserApp

Experienced Support Staff

Access to thousands of the top Equities, ETF’s, Mutual Funds

Planning solutions and CRM Integrations

Performance Reporting

Established Compliance Portal